Medscape Today http://www.medscape.com/viewarticle/714416?src=mp&spon=17&uac=122490HK Smoking and Depression: Is Smoking Cessation Effective? Eleni Ischaki, MD and Christina Gratziou Smoking Cessation Center, Pulmonary and Critical Care Department, Evgenidio Hospital, Medical School, University of Athens, Greece Correspondence to
Eleni Ischaki, MD, E-Mail: eischaki@yahoo.gr
Abstract Patients with depression tend to have a higher rate of smoking and an increased severity of nicotine dependence. It seems that common genetic and environmental factors may influence the bimodal relationship between smoking and depression. Nicotine has some positive reinforcing/rewarding effects that may affect people with mood disorders and smoking is also used as a 'relief medication' in order to ameliorate symptoms of depression, as it is already known that nicotine, which is the major psychoactive ingredient in tobacco, may act as an antidepressant. To date, the data regarding the difficulty in smoking cessation in depressed smokers are conflicting. Low confidence and self-esteem among this group of smokers are significant predictors of failure during smoking cessation attempt. In the most recently published guidelines for smokers with psychiatric comorbidities the suggestion is for combination treatment (counseling and pharmaceutical treatment) and prolongation of a therapeutic approach. Introduction
It is already known that the historically high rates of smoking among smokers with mental illness are associated with high
morbidity and mortality rates related to tobacco [Williams and Ziedonis, 2004]. Additionally some myths about smoking
cessation in mentally ill smokers may present as barriers for the effective treatment of smoking addiction. In this review we
discuss the relationship between smoking and depression, the influence of depression on smoking cessation trial and the
available therapies for smoking cessation in this group of smokers.
Smoking and Depression
There are currently strong epidemiological data of comorbidity between smoking and depression [Rondina et al. 2007]. Patients
with depression tend to have a higher rate of smoking than the general population and smoke twice as many cigarettes as
smokers without mental illness [Lasser et al. 2000]. Among patients with major depression or those with clinically significant
depressive symptoms, smoking prevalence is 40-60% [Kalman et al. 2005]. As a result, depressed smokers tend to die 25 years
younger than the general population by smoking-related illnesses, such as heart and lung diseases [Colton and Mandersheid,
2006]. Additionally, the severity of nicotine dependence, estimated by either the number of nicotine withdrawal symptoms or the
Fagerstrom test, is found to be increased in case of psychiatric disorders [John et al. 2004].
Correlation Between Smoking and Depression Box 1. Correlation between smoking and depression. Common genetic factors Common environmental factors
Nicotine's effect on neurochemical systems of the brain
Smoking is used as a 'relief medication'
Nicotine has positive reinforcing/rewarding effects.
The relationship between smoking and major depression is reciprocal. Nicotine dependence might facilitate the onset of
psychiatric disease, such as depression, and depression might also affect to the maintenance of dependence [John et al. 2004].
In addition, due to the fact that cigarette smoking accelerates the metabolism of many antidepressant drugs, higher levels of
medication are necessary if smoking status changes [Hall, 2007].
Common genetic and environmental factors may influence the relationship between smoking and depression [Albers and
Biener, 2002]. In a study with dizygotic and monozygotic twins, the family history of smoking or depression predicted the risk for
major depression or smoking, respectively [Kendler et al. 1993]. Another study by Choi et al. [1997] has investigated whether
cigarette smoking in adolescence predicts the development of depressive symptoms. Their data suggest that smoking status
was the most significant predictor of developing depressive symptoms independently of other personal or familial factors.
According to another aspect smoking is used as a 'relief medication' in order to ameliorate symptoms of depression and this
behavior may lead gradually to nicotine dependence [Repko et al. 2007; Fergusson et al. 2003]. On the other hand, nicotine
dependence in turn may increase individual susceptibility to depression [Goodman and Capitman, 2000].
Nicotine has also some positive reinforcing/rewarding effects that may affect people with mood disorders. For example
individuals with attention deficits may smoke in an attempt to self-medicate this deficit, as a study by Baschangel and Hawk
[2008] has shown. The effect of nicotine on controlled early focused attention appears to be related to baseline attention
processing. Individuals with poorer attention may benefit more from nicotine [Baschangel and Hawk, 2008]. By using functional
MRI in order to determine the neural substrates of nicotine's effects on a sustained attention it was found that performance was
associated with activation in a fronto-parietal-thalamic network. Mildly abstinent smokers showed less brain activation in the
parietal cortex, which was improved after transdermal nicotine replacement. Nicotine also induced a generalized increase in
occipital cortex activity. By activating these areas nicotine may improve attention [Lawrence et al. 2002].
Psychoactive Properties of Nicotine
The findings of associations between smoking and depression suggest that the neural substrates of smoking and
antidepressant medication may overlap. It is well recognized that nicotine is the major psychoactive ingredient in tobacco and
may act as an antidepressant. Both acute and chronic use of nicotine significantly improves the performance of experimental rat
model independently of locomotor activity [Vazquez-Palacios et al. 2004; Tizabi et al. 1999].
Nicotine acts on dopamine systems, which are critical for a variety of behavioral systems from motor function to reinforcement
and cognitive function. In humans the cognitive improvement induced by nicotine treatment is primarily seen with attention
whereas in rats is seen with the improvement of performance [Levin et al. 2006]. The central effects of nicotine are also
mediated by the nicotinic cholinergic receptors that are widely distributed in the brain [Tapper et al. 2004]. Nicotine can indirectly
act as a muscarinic agonist by stimulating the release of acetylcholine. It is of interest that central cholinergic systems have also
been implicated in depression. This might suggest that the link between smoking and depression can be through central
cholinergic systems [Janowsky and Risch, 2003]. Similarly, cholinergic systems may be altered in persons with attention-
deficit/hyperactivity disorder (ADHD) and it has been shown nicotine may alleviate ADHD symptoms [Potter et al. 2006].
Additionally, according to experimental data in rats, nicotine induces, in a dose-dependent manner, the release of serotonin,
probably through its action on serotonin receptors [Mihailescu et al. 1998]. Considering that most antidepressant therapies act
by improving the bioavailability of serotonin this might be one more mechanism of the antidepressant action of nicotine.
Although nicotine is the major psychoactive ingredient in tobacco smoke, other tobacco constituents such as acetaldehyde and
monoamine oxidase inhibitors (MAOIs) also may play an important role in facilitating and potentiating the rewarding actions of
nicotine. MAOIs have been used for the treatment of depression. When adolescent and adult rats were treated with MAOIs, they
respond with increased and robust self-administration of nicotine. So, other components of tobacco known to have
antidepressant effects may contribute to the self-medicating effects of smoking [Gehricke et al. 2007].
Although there is evidence confirming the coexistence between smoking status and depression, it is to date unclear whether it is
depression that leads to heavy smoking condition or whether it is smoking attitude that predisposes to depression. Further
studies are needed to clarify this relationship. This may have two important implications: if smoking influences the susceptibility
to depression then smoking cessation might be accompanied by a reduction in depression in the long term. Conversely, if
depression leads to smoking then one might expect that the successful treatment of depression would also be accompanied by
Depression and Smoking Cessation: Does Depression Influence the Success of Smoking Cessation Trial? Box 2. Depression and smoking cessation.
Increased incidence of post-cessation depressive symptoms
Women have lower success rates in smoking cessation because of higher rates of depression among them
Depression is a risk factor for smoking relapse after cessation
Smokers with depression show similar chronic abstinence rates as the general population independently on their failure early on
Depressed smokers do not differ in their motivation to quit smoking than the general population
Low self-esteem among depressed smokers affects negatively their smoking cessation trial
At present, there is conflicting evidence as to whether depression is associated with greater difficulty in quitting smoking
[Hitsman et al. 2003; Smith et al. 2003]. In a recent study, smoking cessation was evaluated in smokers with either a history of
or current depression and smokers without such a history. Surprisingly smokers with current depression had lower smoking
abstinence at the end of the first week of a smoking cessation trial than those with only a past history or no history of
depression. However, this fact was not predictive of the final outcome [Japuntich et al. 2007].
This could be due to the fact that nondepressed smokers tend to put all their effort into stopping smoking early in the cessation
process and stick to their quitting date. Failure to achieve this target may diminish their self-efficacy and influence their final
smoking cessation goal. On the other hand, depressed smokers do not expect to quit completely and immediately during the
first weeks, so even a reduction on the numbers of cigarettes may be a partial success which reinforces them to continue their
smoking cessation attempt [Parrott, 2004].
Does Smoking Cessation Correlate With the Appearance of Depression?
History of major depression clearly increases the risk of post-cessation depressive symptoms. Specifically, the incidence of
major depression over 2-12 months post-cessation was 0-14% among all smokers trying to quit and 3-24% among smokers with
a past history of major depression. However, the post-cessation course of depression over a long period of time remains still
In a meta-analysis, Covey et al. [2006] attempted to provide further data on the effect of past major depression history on
smoking cessation. They found that the dissimilar findings among studies concerned with the frequency of major depression
episodes during the quitting attempt are not explained merely by the number of past episodes, but also by the age at onset of
the first episode, the number of symptoms met during the episode and the duration of the episode. According to this evidence
the level of depressed mood must be considered in the beginning of the smoking cessation course together with the initial
evaluation of nicotine dependence [Covey et al. 2006].
This is supported by another study in which smokers with single major depression history did not manifest a smoking cessation
deficit compared with smokers with no major depression history. On the other hand smokers with a history of recurrent major
depression showed an abstinence rate that was significant lower than in those with single major depression history [Hitsman et Factors Associated With Failure to Stop Smoking in Depressed Smokers Gender Influence on Depression and Its Relation to Smoking Cessation
The influence of depression on smoking cessation is influenced by gender, as women tend to have higher rates of major
depression than men [Husky et al. 2008; Smith et al. 2003]. Among daily smokers, women are more likely to meet criteria for
current depression compared with men. Additionally, increased risk for depression is described in women compared with men
among nondaily smokers [Husky et al. 2008].
Women have lower success rates in smoking cessation attempts and are more likely to experience withdrawal depressive
symptoms [Killen et al. 2003]. Apart from the greater likelihood of depression, women may face different stressors and barriers
to quitting such as weight control concerns, hormonal cycles, greater nonpharmacologic motives for smoking (socialization) and
educational differences. This suggests that women may benefit from tobacco dependence treatments that address these issues
[Fiore et al. 2008]. In a study that examined the generalizability of gender differences in abstinence found that abstinence was
unaffected by controlling the treatment or time of relapse. It was concluded that additional studies are needed in order to
elucidate the relation between gender and abstinence [Wetter et al. 1999].
Self-esteem, Self-confidence and Motivation
Low confidence and self-esteem among depressed smokers is a significant predictor of failure during smoking cessation
attempts. An interesting study among adolescents found that smokers had lower self-esteem than nonsmokers. Among
adolescent smokers, girls had lower self-esteem than boys when nicotine dependence level was low (Fagerstrom score ≤3).
However, this gender difference was not observed in smokers with moderate or high nicotine dependence (Fagerstrom score
≥4) where mean self-esteem was uniformly low [Guillon et al. 2007].
In study by Haukkala et al. [2000] it was found that depressed smokers were not different regarding their readiness to quit
smoking compared with nondepressed smokers and, in contrast, subjects with higher depression scores were more motivated.
Higher depression scores were related to lower smoking cessation self-efficacy and this in turn negatively affected the final
outcome of the trial. Education level did not influence the association between depression and smoking status [Haukkala et al.
2000]. Turner et al. [2008] reported that self-efficacy and motivation were important predictors of cessation in the general
population. This evidence suggests that a fruitful discussion to increase the self-esteem of the participants is crucial for a
successful outcome of smoking cessation in smokers with psychiatric comorbidiy.
Therapeutic Interventions for Depressed Smokers Box 3. Therapeutic interventions for depressed smokers.
Counseling (individual or group therapy)
Cognitive-behavioral treatment for depression
Medication (nicotine replacement therapy, bupropion, varenicline, nortriptyline)
A 'closer eye' on depressed smokers who wish to stop smoking
Increasing self-esteem and self-confidence
According to international guidelines for smoking cessation in clinical practice [Rigotti, 2002], there are two approaches with
strong scientific evidence: (1) counseling (individual or group); and (2) pharmaceutical treatment. Medication approved for
smoking cessation as first-line treatment includes: nicotine-replacement products (NRTs); bupropion; the most recent approved
agent, varenicline; and nortriptyline; with clonidine as second-line treatment [Jorenby et al. 2006].
In the most recently published guidelines for smokers with psychiatric co-morbidities the suggestion is for a combination
treatment and prolongation of therapeutic approach in order to reduce dropout rates given the possibility of deterioration of
depressive symptoms [Gelenberg et al. 2008]. All smokers with psychiatric disorders should be offered tobacco dependence
treatment and clinicians must overcome their reluctance to treat this population, although some clinicians may wish to offer this
treatment when psychiatric symptoms are not severe [Fiorre et al. 2008].
Treatment With Bupropion
According to a recent review of the literature, in assessing the use of antidepressants in smoking cessation, bupropion and
nortriptyline were the only medications effective in long-term smoking cessation. Based on this review, bupropion and
nortriptyline appear to be equally effective and of similar efficacy to nicotine replacement therapy. Combination therapy of
bupropion or nortriptyline with nicotine replacement therapy did not provide any additional long-term benefit [Hughes et al.
When bupropion was administrated to depressed smokers and its efficacy was compared to nicotine-replacement therapy
(transdermal patch nicotine) and to placebo, bupropion was found to be superior with regard to smoking cessation than placebo
and nicotine patches. Bupropion was especially effective for female smokers, a subpopulation with a greater percentage of
depression compared with male smokers. A significant finding of that study was that when nicotine patches were administrated
alone, they did not significantly improve abstinence rates compared with placebo. Similarly, abstinence rates for the combined
bupropion and nicotine patch were not significantly higher than rates produced by bupropion alone [Smith et al. 2003].
With regard to the possibility of deterioration of depressive mood during the smoking cessation trial, smokers with high nicotine
dependence when they receive bupropion treatment are more likely to present less depressive symptoms during active
treatment. However, they experience a rebound of depressive symptoms when bupropion is discontinued [Shiffman et al. 2000].
The use of this medication for treating nicotine dependence in children and adolescents with psychiatric disorders needs to be
very careful. Antidepressants may increase the risk for suicidal ideation and behavior in this age group [Nides, 2008]. The
available experimental studies of youth cessation interventions find that behavioral interventions increase the chances of youth
smokers achieving successful cessation [Curry et al. 2009].
The possible mechanisms by which bupropion affects smoking cessation and the withdrawal symptoms of depressed smokers
are not yet clear. It seems that bupropion's effectiveness is not due to its antidepressant action. Although it has been speculated
that the antidepressant effects of bupropion are due to the selective inhibition in the reuptake of dopamine and noradrenaline in
the brain, studies on nondepressed smokers had similarly positive results and thus the above theory has been abandoned
[Brown et al. 2007].Bupropion has noradrenergic activity and, to a lesser extent, dopaminergic activity, which may result in
activation and mood elevation, or may partially mimic nicotine effects [Shiffman et al. 2000].
Treatment With Other Antidepressants
In an assessment of the effectiveness of other antidepressant medication (serotonin reuptake inhibitors, monoamine oxidase
inhibitors, fluoxetine, sertraline, paroxetine, moclobemide and venlafaxine) in long-term smoking cessation therapy, it was found
that none of them had any significant long-term effect and the existing literature does not support the use of them for smoking
cessation [Hughes et al. 2007]. In contrast, if a patient, who has been successfully treated for depression and has been stable
for the past year, decides to quit smoking, the clinician should continue his antidepressant medication for at least 6 months or
longer. The smoking cessation therapy should be added to his antidepressant therapy, in order to avoid any deterioration of
depressive symptoms [Gelenberg et al. 2008]. An important issue to remember is the fact that when a person quits smoking, the
metabolism of antidepressants slows down and drug blood levels may increase, increasing the risk of side-effects [Hall, 2007].
Can Cognitive Behavior Treatment Add to Smoking Cessation?
The administration of intensive cognitive-behavioral treatment and bupropion used independently or in combination was
investigated in smokers with a history of depression. Adding cognitive-behavioral treatment for depression to standard cognitive-
behavioral smoking cessation treatment did not offer extra benefit [Haas et al. 2004]. A limitation of this study is the fact that the
population of smokers had low scores of depression and therefore we don't know if cognitive-behavioral treatment for
depression could be more beneficial in smokers with higher depression scores. In a previously published study it has been
shown that this type of treatment is effictive only for smokers with recurrent major depression [Lerman et al. 2004].
Varenicline Administration in Depressed Smokers
There are not many studies in the literature that evaluate the administration of varenicline in smokers with depression. A recent
study compared the efficacy and safety of varenicline with nicotine replacement therapy among smokers with mental illnesses.
The results showed that, with routine psychological and behavioral support, varenicline is more effective in those with mental
illness. This was thought to be due to better control of urges to smoke with varenicline use. As far as the adverse events and
withdrawal symptoms in those with a mental illness are concerned, there was no evidence of more symptoms or greater
deterioration in depressed mood with varenicline than with nicotine replacement therapy [Stapleton et al. 2007].
To the best of our knowledge, there is only one report in the literature that described a case of patient with bipolar disorder
having a manic episode one week after starting varenicline. The symptoms weakened after the discontinuation of the drug. This
exacerbation was attributed to the release of catecholamines, such as dopamine, by varenicline. The imbalance in cholinergic
and adrenergic tone has been postulated in the pathophysiology of bipolar disorder [Kohen and Kremen, 2007].
Prevention of Relapse in Depressed Smokers
An important issue in nicotine addiction management is the prevention of relapses. According to most studies on smokers it
seems that depression is a risk factors for smoking relapse and is a weak predictor of long-term smoking abstinence [John et al.
Unfortunately, there are not enough studies for the prevention of the relapses for smokers with mental health disorders. In the
study by Smith et al. [2003] it was found that sustained-release bupropion improves abstinence rates for smokers with and
without a history of depression at 1-year follow-up compared with placebo and nicotine patch alone (29.4% versus 8.0% and
According to general guidelines for smoking cessation, clinicians should provide brief relapse prevention treatment for recent
quitters by reinforcing the patient's decision to quit, review the benefits of quitting and assist the patient in resolving residual
problems arising from quitting [US Public Health Service, 2000]. The evidence to date does not support the adoption of skills
training or other specific interventions (extended treatment contact, imaginary cue exposure, aversive smoking and social
support, drug treatments) to help individuals who have successfully quit smoking to avoid relapse. This is an important area for
future study, especially in the subpopulation of smokers with a past or current history of depression [Lancaster et al. 2006]
Conclusively, the good news is that more approaches, pharmacologic and psychosocial, are available to help people, including
psychiatric patients, to stop smoking without adversely affecting their mental health, with special care taken during the first
month of treatment [Prochaska et al. 2008]. Physicians and psychiatrists seem to have a more therapeutic approach to the
ability of patients to quit smoking. According to the evidence patients have to address smoking issues and increase their self-
esteem to quit smoking. Smoking cessation might be successful if a longer process for patients with serious mental illness is
followed, thus clinicians have to be more optimistic and need to repeat prompts and motivation often ( Table 1 ).
Table 1. Efficacy of smoking cessation interventions in depressed smokers: smoking cessation rates at the end of treatment. Smoking cessation intervention Study NRTs Bupropion Bupropion + NRT Varenicline Nortriptyline
Japuntich et al. (2006) (plus CBT + MIT)
Abbreviations: DS, depressed smokers; NDS, nondepressed smokers; CBT, cognitive behavioral treatment; MIT, motivational
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Program Director/Principal Investigator (Last, First, Middle): Willman, BIOGRAPHICAL SKETCH Nancy Elaine Joste Associate Member, Women’s Cancers Research Program eRA COMMONS USER NAME (credential, e.g., agency login) njoste UNM Professor of Pathology EDUCATION/TRAINING (Begin with baccalaureate or other initial professional education, such as nursing, and include postdoctoral
primi dubbi sull’istituto T.A.R. Lazio, Roma, sez. I- bis , 2 luglio 2007, n. 5896 – Pres. Orciuolo – Est- Morabito – Soc. Simiani S.p.a. c. Ministero della difesa Ai sensi dell’articolo 47 del D.Lgs. 12 aprile 2006, n. 163 sono ammesse alla partecipazione ad appalti pubblici le ditte extracomunitarie stabilite in Paesi firmatari dell'accordo sugli appalti pubblici che fi