Journal of Cerebral Blood Flow and Metabolism 21:982–994 2001 The International Society for Cerebral Blood Flow and Metabolism Published by Lippincott Williams & Wilkins, Inc., Philadelphia
Quantification of Neuroreceptors in Living Human Brain. V.
Endogenous Neurotransmitter Inhibition of Haloperidol Binding
Positron Emission Tomography Center, Aarhus University Hospitals, Aarhus, Denmark; and *Department of Radiology, JohnsHopkins Medical Institution, Baltimore, Maryland, U.S.A.Summary: The half-inhibition concentration (IC ) of a drug
nmol/L in patients with schizophrenia or bipolar disease with
indicates its ability to inhibit the binding of other ligands of a
receptor. The authors used positron emission tomography to
with an 8-fold increased binding of dopamine and a 16-fold
test the hypothesis that haloperidol’s IC
elevated concentration of synaptic dopamine in psychosis. At
tracer N-[11C]methylspiperone ([11C]NMSP) in brain must be
the 80% haloperidol blockade of the receptors, the calculated
increased in patients in whom more dopamine is bound to
amount of neurotransmitter bound in the patients with psycho-
receptors than in healthy volunteers. The IC
sis declined to twice the value estimated in the nonpsychotic
was significantly elevated from 1.5 nmol/L in healthy volun-
subjects, that is, 5 pmol cm−3. Key Words: Dopamine—
teers and patients with bipolar disease without psychosis to 4.5
Neuroleptics—Neuroreceptors—Positron emission tomography.
Previous studies (Wong et al., 1986c, Dewey et al.,
haloperidol must decline in states of psychosis in which
1991, 1993; Laruelle et al., 1996) have claimed an effect
the competition from dopamine is increased, the authors
of endogenous dopamine on the binding of neuroleptics
determined the apparent affinity for this neuroleptic in
and analogous radioligands to D -like receptors in pri-
previously examined healthy volunteers, volunteers with
mate (human and monkey). Recently, Abi-Dargham et
bipolar disease with or without psychosis, and volunteers
al. (2000) reported findings suggestive of increased do-
with schizophrenia (Wong et al., 1997b).
pamine concentration in brain of patients with schizo-
The results are consistent with an elevation of the
phrenia, compared with healthy volunteers. When in-
concentration of dopamine in patients with psychosis,
creased baseline dopamine concentration is associated
whether from schizophrenia or bipolar illness, but de-
with increased dopamine binding to receptors, it must
cline of plasma protein binding or intrinsic receptor af-
raise the half-inhibition concentration of exogenous an-
finity for haloperidol also explain this finding.
tagonists of this binding. The authors tested this predic-tion by comparing measures of the half-inhibition con-
MATERIALS AND METHODS
centration of haloperidol in healthy volunteers and in
Operational equation
In the Appendix, the operational equation is derived, which
To test the prediction, the authors derived a theoretical
was used to determine the half-inhibition plasma concentration
basis for the in vivo determination of the half-inhibition
of an unlabeled neuroreceptor antagonist by means of a tracer
constant of an exogenously supplied inhibitor. To spe-
radioligand. The in vivo estimation of the half-inhibition con-
cifically test the hypothesis that the apparent affinity to
centration (IC ) of an inhibitor of specific neuroreceptors re-
quires (at least) two measurements of the rate or degree ofbinding of the radioligand, for example, in the presence andabsence of the inhibitor (Gjedde et al., 1986; Gjedde and Wong,
Received October 19, 1999; final revision received March 15, 2001;
1990a,b). The authors used the radioligand 3-N-[11C] methyl-
spiperone ([11C]NMSP) to determine tho degree of dopamine
Supported by NIH (USPHS) grants RO1 MH42821 and DA09482,
D -like receptor occupancy of the neuroleptic haloperidol in
and MRC (Denmark) grants 9305246, 9305427, and 9700555.
caudate nucleus, the dopamine D -like receptors being the only
Address correspondence and reprint requests to Dr. Albert Gjedde, PET
Center, Aarhus General Hospital, 44 Norrebrogade, DK-8000 Aarhus C,
significant neuroreceptors shared by [11C]NMSP and haloper-
idol (Wong et al., 1986b). The following six equations were
ENDOGENOUS NEUROTRANSMITTER IN PSYCHOSIS
derived in the Appendix and used to interpret the experimental
endogenous competitor(s) in the absence of the exogenous
results. They are listed here to show how estimates of the
quantities of endogenous ligand and competitor can be madefrom the binding rate constant (k ) or time constant ( ס 1/ k ).
The assumptions underlying the equations include the claims
that haloperidol and [11C]NMSP bind to the same binding sitewith single affinities, no change of the maximum binding ca-
where (0) is the occupancy at the receptors achieved by
occurs between the two administrations of the
the putative endogenous competitor(s) in the absence of
tracer, no average differences of haloperidol free fractions in
exogenous inhibition. The calculation of (0) required that
plasma and brain tissue exist between the groups of subjects,
the true aqueous receptor affinity for haloperidol in vivo (K )
3. The equation relating the concentration of the exogenous
can be known (although it may not be known correctly) and
inhibitor relative to its inhibitory constant to the binding
is the same for all groups and both injections, haloperidol is
time constants and the sum of the relative concentrations of
in steady state, the plasma aqueous-free haloperidol concen-
trations equal the synaptic aqueous-free haloperidol con-centrations, no differences of free fractions exist between the
= I(pl)CI(pl) = ͩ͑I͒ − ͪ͑1 + ͒
groups, and the binding of [11C]NMSP is unidirectional (that is,
and at both injections. The effect(s) of departures from these
where is the concentration of the exogenous inhibitor
assumptions are examined in the Appendix.
relative to its inhibitory constant. The calculation of re-
The operational equation relates the plasma IC
quires that is known from Eq. 2.
idol to the binding time constant of the tracer,
4. The equation for the occupancy achieved by the exogenous
antagonist in the presence of the endogenous competitor(s),
where (x)is the occupancy achieved by the exogenous
the steady-state plasma concentration of haloperidol, and
inhibitor in the presence of the endogenous competitor(s).
symbolizes the time constant of unidirectional binding of the
The calculation of (x) requires that is known from Eq.
tracer [11C]NMSP, equal to the reciprocal of the binding rate
constant (1/k ) in the absence () and presence ((I)) of the
5. The equation for the occupancy achieved by the putative
exogenous inhibitor. The symbol in parentheses, I, refers to the
endogenous competitor(s) in the presence of the exogenous
presence of the exogenous inhibitor haloperidol, that is, at the
second tomography session, 4 hours after the oral administra-tion of haloperidol. To calculate K
the plasma concentration of the inhibitor and the binding time
constants of the tracer. With this value, the authors estimated
the concentrations and occupancies of hypothetical endogenous
where (I)is the occupancy achieved by the putative en-
dogenous competitor(s) after the blockade of the receptorsby the exogenous inhibitor. The calculation of (I) requires
Equations of inference
that is known from Eq. 2 and that is known from
To evaluate the influence of changes of the half-inhibition
concentration of the inhibitor, five additional equations werederived, which allowed the authors to make inferences about
These equations were derived in the Appendix for a radio-
several factors that affect the interpretation of the results of the
ligand that binds unidirectionally to the neuroreceptors during
the time available for positron emission tomography. In addi-tion, in the Appendix, the criteria are established that must be
1. The equation relating the concentration of one or more pos-
fulfilled for the authors to claim that binding of the radioligand
tulated endogenous competitors to the binding of haloperi-
was in fact unidirectional for the duration of the positron emis-
dol, the concentration expressed relative to the competitors’
unknown Michaelis half-inhibition concentrations,
Volunteers
All healthy subjects and patients volunteered and gave their
informed consent to the study, in compliance with the Johns
Hopkins Committee on Clinical Investigation. The details of
where is the sum of the putative endogenous competitors,
the volunteers participating in this study were presented previ-
relative to their half-saturation constants, ⌺C /K , and where
ously (Wong et al., 1986a,c, 1997b). The distribution of the
is the plasma “free” fraction of haloperidol at steady
subjects between the years 1986 and 1997 is listed in Table 1.
state. K is the aqueous half-inhibition concentration of halo-
Briefly, 14 patients with bipolar affective disorder (7 men
peridol in the absence of other inhibitors of the binding, that
and 7 women, mean age ס 43 years), 22 drug-naive patients
is, in the absence of the putative endogenous inhibitors.
with schizophrenia (17 men and 5 women, mean age ס 36
Calculation of requires that K
years), 5 drug-free but previously medicated patients with
1 and that the free fraction of the inhibitor and the aqueous
schizophrenia (mean age ס 27 years), and 22 healthy volun-
half-inhibition concentration of the inhibitor is known from
teers (17 men and 5 women, mean age ס 33 years) were
the literature or measured separately in plasma.
recruited. Of the patients with bipolar disease, 11 were drug-
2. The equation for the occupancy achieved by the putative
naive and 3 drug-free for at least 2 months. Of the patients with
J Cereb Blood Flow Metab, Vol. 21, No. 8, 2001TABLE 1. Number of subjects in 1986 and 1997 cohorts
Blood samples for radioactivity and haloperidol concentra-
tion measurements were obtained from the dorsal vein of the
hand contralateral to the injection hand, after “arterialization”by heating to 44°C, and, in some cases, from the radial artery.
The sampling schedule consisted of 4 to 6 samples the first
minute after the tracer injection, 3 to 6 samples the second
minute, 2 samples the third and every subsequent minute until
the tenth minute, and samples at 25, 30, 45, 60, 75, and 90minutes. Blood samples were centrifuged and samples of theplasma were counted in a gamma-scintillation spectrometer. In
bipolar disease, 3 were depressed and 11 were manic at the time
previous comparisons, results obtained with arterialized venous
sampling did not differ significantly from results obtained with
On the basis of DSM-III, -IIIR, and -IV criteria as described
arterial sampling (Wong et al., 1997a).
in Wong et al. (1986a,c, 1997b), the patients with bipolar dis-
Quantitative analysis
ease were divided in two groups—patients without episodes ofpsychosis and patients with episodes of psychosis during the
Quantitative analysis of the studies was performed by an
tomography. Subjects were divided categorically into those
investigator blinded to the clinical diagnosis, as described by
who were psychotic by definition at all times for the drug naive
Wong et al. (1986a,b,c). Calculations of IC
schizophrenic patients or specifically at the time of scanning
from values of the time constants of unidirectional binding of
for the psychotic bipolar patients, in contrast with the nonpsy-
tracer [11C]NMSP in the caudate nucleus in the absence and
chotic bipolar patients. In patients with bipolar disease, the
presence of haloperidol in all subject groups, according to Eqs.
episodic nature necessary required the identification of active
1 and 2. Analysis of variance detected the significant differ-
hallucinations and delusions during the positron emission to-
mography scan time. Patients with bipolar illness who exhib-
Time constants ( ס 1/ k ) of unidirectional binding of tracer
ited active hallucinations and delusions were considered psy-
[11C]NMSP were directly estimated from the time-radioactivity
chotic, whereas those that did not present with these symptoms
curves in brain tissue, as described by Gjedde et al. (1986).
were considered nonpsychotic. Patients and healthy volunteers
Plasma haloperidol concentrations were determined as de-
did not differ significantly with respect to blood pressure,
scribed by Wong et al. (1997b) and the grand average of the
pulse, weight, and nutritional status at the time of study. Further
measurements was used as listed in Table 2. The average free
clinical details were given by Tune et al. (1993) and Pearlson
, mean ± SD (n)] for [18F]haloperidol of the
individual groups were 0.035 ± 0.002 (10) for schizophrenia,0.041 ± 0.008 (5) for bipolar illness, and 0.033 ± 0.005 (7) for
Tomography
The tomography is described in details in previous articles
Putative endogenous competitor concentration ratios were
by Wong et al. (1986c, 1997a). Briefly, in each patient, the
computed from Eq. 2, using the value of the haloperidol “free”
binding time constant of N-[11C]methylspiperone, labeled ac-
cording to Burns et al. (1984) to the high specific activity of 2
(1997a), and an aqueous haloperidol half-inhibition concentra-
mCi pmol−1, was measured twice by positron emission tomog-
tion of 0.043 nmol/L in the absence of endogenous or other
raphy after 10- to 20-second injection of 20 mCi into an ante-
exogenous inhibitors, as reported by Ishizu et al. (2000) for the
cubital vein. The injected mass averaged 30 pmol (kg body
weight)−1. The specific activities did not differ between the
Equations 3 to 6 were used to predict the degrees of receptor
occupancy established by the putative endogenous competition
Each tomography session lasted 90 minutes. Emitted radio-
and exogenous inhibition and the actual neurotransmitter bind-
activity was recorded with the NeuroECAT tomograph (CTI;
ing to the receptors in the groups of volunteers.
Knoxville) in its highest resolution mode. Radioactivity wassimultaneously detected in caudate nucleus and cerebellum in 5
frames of 2 minutes, 5 frames of 5 minutes, and single framesof 15 and 30 minutes each. Between the 2 tomography sessions,
The authors confirmed the unidirectionality of
4 hours before the second session, all subjects ingested 300 to
[11C]NMSP uptake into the caudate nucleus by modeling
400 nmol kg−1 haloperidol resulting in steady-state plasma con-
the uptake with and without dissociation from the recep-
centrations that averaged less than 10 nmol/L in subjects with-out psychotic episodes and more than 10 nmol/L in subjects
tors at the rate reported by Logan et al. (1987) and listed
in Table 2. The plasma free fraction of haloperidol listed
TABLE 2. Constants used in analysis of NMSP and haloperidol binding
Logan et al. (1987); Ishizu et al. (2000)
Asterisks indicate transfer coefficients reflecting under the influence of competititors. [11C]NMSP,
J Cereb Blood Flow Metab, Vol. 21, No. 8, 2001ENDOGENOUS NEUROTRANSMITTER IN PSYCHOSIS
in Table 2 was measured in the second group of subjects
added to the Wong et al. (1986c) group by Wong et al.
[age in years], P ס 0.01). No other group showed a
(1997a). The K of haloperidol in aqueous solution
(listed in Table 2) was calculated from studies of people
insignificantly from the 1.5 nmol/L average for healthy
by Logan et al. (1987) and pigs by Ishizu et al. (2000).
volunteers and patients with bipolar disease without epi-
The [11C]NMSP dissociation rate constant k of 0.003
sodes of psychosis, and 4.5 nmol/L for patients with
min−1 (0.18 h−1) was not sufficient to render the binding
schizophrenia or psychosis of other origin.
less than approximately unidirectional during the 90-minute tomography, assuming unlimited specific activity
DISCUSSION
of the tracer. In the 90 minutes, the accumulation was95% of the accumulation expected with complete unidi-
In 1986, the authors reported that therapeutic doses of
rectionality. In terms of the total amounts of radioligand,
haloperidol block 70% to 90% of the dopamine receptors
the authors estimated that the s/ ratio (Appendix, Eqs.
imaged by [11C]NMSP (Wong et al.,1986b), but they
12 and 14) never exceeded 0.05 during the 90 minutes
and that the transfer therefore must be effectively unidi-
patients suffering from psychosis than in subjects not so
rectional, even if the inclusion of dissociation would
afflicted (Wong et al.,1986c). Hence, the results of these
yield different estimates of the magnitude of . There-
experiments do not reject the hypothesis that patients
fore, the authors limited the regression for to three
with psychosis have a higher endogenous neurotransmit-
ter binding to dopamine receptors than subjects without
In agreement with the previous analysis (Wong et al.,
psychosis (Abi-Dargham et al., 2000). Nonetheless, nu-
1997b), the average estimates of the magnitude of did
merous assumptions underlie the equations used, and
not differ among the groups, except for the nonpsychotic
multiple factors influence the results. Increased endog-
patients with bipolar disease. Plasma haloperidol concen-
enous neurotransmitter level is only one among a multi-
trations did not vary significantly among the subject
tude of possible interpretations of the data. A theoretical
groups, although the concentration averages were twice
description of some of the many possible interpretations
as high in the psychotic patients, as shown in Table 3.
This variation is well known from the literature (Midha
Increased intrasynaptic dopamine has been hypoth-
et al., 1989; Goff et al., 1991) but remains unexplained.
esized since the earliest formulation of the dopamine
When the measurements were lumped according to the
theory of schizophrenia. Early evidence originated from
patients’ condition at the positron emission tomography
an in vivo study of the binding of [11C]NMSP in ventral
measurement (nonpsychotic or psychotic), the plasma
striatum and nucleus accumbens in schizophrenia (Wong
haloperidol concentrations were significantly elevated in
et al., 1986c). Using the procedure described here, the
the psychotic subjects. The average neuroleptic blockade
authors noted an apparent increase of the haloperidol
corresponded to group mean haloperidol occupancies of
affinity constant in the patients, which was interpreted as
a possible increase of endogenous dopamine (footnote
16, Wong et al., 1986c). In the current study, the authors
calculated from Eq. 1 as normally distributed, because
extend the calculation to include bipolar illness and pro-
denominator values generally were large rather than
vide a theoretical basis for the interpretation of the re-
small. Averages differed significantly among the five
sults in terms of dopamine binding, as shown in Table 4.
groups (F ס 2.81, P ס 0.05). The apparent affinity was
For the purpose of inference about dopamine binding,
significantly decreased in the drug-naive patients with
the group averages were lumped into the three classes
schizophrenia, compared with healthy volunteers (t ס
listed in Table 4. The class averages formed the basis of
2.84, P ס 0.008). Multiple regression against age
speculations on the quantities of free and bound neuro-
showed a significant relation between the IC
transmitter and antagonist, incorporating previously pub-
the patients with bipolar disease who had had psychotic
lished estimates of the maximum binding capacities
TABLE 3. Average IC
Means are ±SEM for comparison among groups. J Cereb Blood Flow Metab, Vol. 21, No. 8, 2001TABLE 4. Predicted neurotransmitter binding in psychosis
schizophrenia andbipolar disease withpsychosis)
is the concentration of the exogenous inhibitor in arterial plasma. K
is the apparent half-inhibition concentration of the inhibitor in
arterial plasma. is the sum of putative endogenous competitors, relative to their half-saturation concentrations. B
capacity in ventral caudate nucleus at age 40 reported by Wong et al. (1997b). (0) is the occupancy of the endogenous competitor(s) in the absence
is the predicted binding of neurotransmitter x at age 40. is the concentration of exogenous inhibitor, relative to its
inhibitory constant. (x) is the occupancy of the exogenous inhibitor in the presence of the endogenous competitor(s). (I) is the occupancy of the
putative endogenous competitor(s) in the presence of the exogenous inhibitor. B
is the predicted binding of neurotransmitter x after neuroleptic
blockade at age 40. Remaining symbols are defined in relation to the equations indicated in the table.
) of the three subject classes (Wong et al., 1997b).
receptor sites, as the bound endogenous competitors dif-
Using the same value of the plasma “free” fraction f
fered little between the two groups ( 2.53 vs. 2.45).
for all groups, and the aqueous half-inhibition concen-
The theoretical treatment (Appendix) revealed that es-
tration K of 0.043 nmol/L for haloperidol listed in Table
timates of the apparent affinity of an administered recep-
2, the total relative concentration of putative endogenous
tor antagonist can be used to infer changes of neurotrans-
competitors averaged 0.15 in the nonpsychotic or healthy
mitter concentration in brain only on certain conditions.
subjects, corresponding to an average receptor occu-
This means that the significant elevation of the haloper-
pancy of 13%. The quantity of bound endogenous com-
petitors was estimated to be 2.5 pmol cm−3 at a total
other possible explanations. In the Appendix, an expres-
[11C]NMSP receptor density of 19 pmol cm−3 at age 40.
In the psychotic patients with bipolar disease or drug-
eral factors that could have contributed to the measured
naive schizophrenic patients, the total relative concentra-
tion of putative endogenous competitors averaged 2.45, a
16-fold increase, corresponding to an 8-fold increase of
receptor occupancy (71%, or 21 pmol cm−3 of a total
[11C]NMSP receptor density of 29 pmol cm−3 at age 40).
including the free plasma fraction of the inhibitor (f
After haloperidol blockade, the putative endogenous
the intrinsic affinity constant of the inhibitor itself (K ),
competitor occupancy declined to 2.2% in the combined
the possible endogenous nonagonist competitors ( ), the
groups I and II and to 16% in the combined groups III
endogenous agonists ( ), the G-protein-induced affinity
and IV (0.4 pmol cm−3 and 4.7 pmol cm−3, respectively),
change of the agonists (⌫), and the inhibitor-induced
as shown in Table 3. Thus, even at the higher plasma
relative increase of the endogenous agonists ().
haloperidol concentration, patients in groups III and IV
The claim that the level of endogenous competition of
had a lower haloperidol occupancy and a 12-fold higher
the haloperidol binding (exerted by , or , or both) is
putative endogenous neurotransmitter binding than the
elevated in the patients assumes that neither the inhibi-
tor’s plasma “free” fraction nor the intrinsic affinity of its
Notably, the predicted residual neurotransmitter bind-
receptors has changed. The current calculation used the
ing in the haloperidol-blocked patients in groups III and
same plasma “free” fraction of haloperidol in all the
IV was only twice as high as the predicted neurotrans-
subject groups. As previously discussed by Wong et al.
mitter binding in the volunteers in groups I and II (those
(1997b), it is unlikely that the change of the IC
without psychosis). These results show that the haloper-
because of different degrees of protein binding.
idol blockade tended to normalize the neurotransmitter
The calculation assumes that haloperidol binds com-
binding in the patients with psychosis.
petitively to the receptors, which also bind NMSP, and
The analysis predicted that patients with schizophrenia
that the inhibition in theory can reach 100%. Although
who had received neuroleptics previously did not have a
the group mean occupancies averaged 70% to 87%, the
higher neurotransmitter binding than did the patients
calculated occupancy reached 100% in some subjects.
who never received medication (4 vs. 4.7 pmol cm−3).
Lyon et al. (1986) and Frost et al. (1987) recorded near-
Thus, the plasma haloperidol concentration was not el-
100% occupancies of NMSP receptors in rodents, and
evated by greatly increased agonist competition at the
Ishizu et al. (2000) showed that haloperidol bound
J Cereb Blood Flow Metab, Vol. 21, No. 8, 2001ENDOGENOUS NEUROTRANSMITTER IN PSYCHOSIS
competitively over a range of multiple concentrations,
Laruelle et al. (1996, 1997) reported a decline of the
although no concentration reached as high as recorded in
binding potential of a labeled benzamide tracer induced
by administration of amphetamine to healthy volunteers
The calculation also assumes a single value for the
and patients with schizophrenia. The decline of the bind-
intrinsic haloperidol half-inhibition concentration (K ),
ing potential was inferred from calculations of the ratio
but there is no direct evidence that the affinities of the
of specific-to-nonspecific binding of the tracer that
relevant neuroreceptors for haloperidol in fact remain
would not reveal the baseline concentration of the en-
unchanged. For this reason, it can not be ruled out that a
dogenous neurotransmitter, as argued above, but would
fundamental change of the receptors occurred in patients
reveal the transient change induced by the administered
with the psychotic potential that caused the inherent af-
amphetamine. In schizophrenic patients, the decline was
finity toward haloperidol to decline. In the final analysis,
significantly more pronounced than in the healthy con-
however, it is difficult to distinguish between an intrinsic
trol subjects. On the basis of this finding, Laruelle et al.
decline of affinity and a decline imposed by the elevation
(1997) claimed that the release of an endogenous com-
of a competitor, because it is not known how the affinity
petitor of the tracer binding was more pronounced in
schizophrenia. Equation 7 shows that not only the release
The interpretation that the level of endogenous com-
of the agonist but also a G-protein-induced increase of
petitors of the haloperidol binding is elevated in the pa-
the agonist’s affinity could explain the finding.
tients is consistent with previous claims that extracellular
Amphetamine is not the only agent capable of releas-
dopamine levels may be high in patients with active psy-
ing dopamine to the extracellular space; both haloperidol
chosis, or that the administration of a neuroleptic leads
and raclopride are neuroleptics known to have this effect
to greater extracellular release of dopamine in patients
(Westerink and de Vries, 1989). Equation 7 shows that it
with psychotic tendencies than in patients without these
is possible to miss increases of receptor density and half-
inhibition concentration if pathologically elevated but
Rather than making distinctions among the different
transient increases of the endogenous competitor occur
roles of nonagonists, agonists, and G-proteins, the cur-
as a consequence of the administration of the exogenous
rent analysis yielded a single estimate of the “lumped”
inhibitor, as has been shown for schizophrenia. This is
baseline endogenous competitor concentration relative to
also possible when the exogenous inhibitor is itself a
its affinity constant ( ). In Eq. 7, the apparent concen-
tracer administered at low specific activity, as is the case
tration of this “lumped” competitor, relative to a
when raclopride is used as a tracer of dopamine D -like
receptor density (Farde et al., 1990, 1995). In the currentexperimental design, the authors were not in a position to
ascertain whether any such “hidden” agonist increase
persisted long enough after the administration of the ex-ogenous antagonist to affect the estimates reported.
according to which the calculated increase is an estimate
However, if the estimates were affected, it would lower
of an extracellular dopamine elevation only when the
rather than further increase the estimates of the Michaelis
level of other competitors and G-protein action remain
constants. Thus, a “hidden” agonist surge would render
unchanged and when the inhibitor itself induces no
change of dopamine or G-protein action. Thus, it was not
Recently, Abi-Dargham et al. (2000) attempted to
possible to give a direct estimate of the absolute agonist
measure the baseline endogenous competitor level by
concentration because the apparent affinities of partial
increasing the binding of an exogenous competitor with
and complete agonists probably do change as functions
drugs that deplete the dopamine (for example, AMPT).
of the agonist concentration itself.
The outcome of this study was interpreted as showing a
Independently of changes of membrane potential, do-
greater baseline dopamine level in patients with schizo-
pamine action at the D , D , and D receptors in the
phrenia than in healthy volunteers. As such, that study
striatum is mediated primarily by G proteins that form
agrees with the conclusions drawn from the current
ternary complexes with the agonist-activated receptor
study, although the change calculated by Abi-Dargham
(Wang et al., 1995; Beindl et al., 1996; Jiang et al.,
et al. (2000) is much smaller than determined in the
2001). The striatal D receptor is predominantly of the
“long” isoform in which the long third cytoplasmic
On the basis of the observations reported here, the
loop mediates coupling to the G-proteins (Guivarc’h et
authors speculate that the propensity for psychosis is
al., 1995). As derived in the Appendix, this coupling
associated with increased endogenous neurotransmitter
leads to an increase of the apparent affinity of the recep-
binding to dopamine D -like receptors in the most ven-
tor to the agonist, which contributes to an increase of
tral parts of the caudate nucleus. Variations of the base-
line level of endogenous competition may invalidate
J Cereb Blood Flow Metab, Vol. 21, No. 8, 2001
measures of binding rate or potential as index of receptor
receptor density and affinity: a PET study with [11C]raclopride in
density (Wolf et al., 1996), and transiently increased en-
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dogenous competition, as a result of exogenous inhibitor
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administration, may mask changes of receptor density, or
Michaelis half-saturation concentration, or both (Farde et
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irreversible and reversible tracer binding in human brain in vivo.
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The apparent (‘measurable‘) affinity of the D -like
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Guivarc’h D, Vernier P, Vincent JD (1995) Sex steroid hormones
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greater than the affinity of the D1-like receptors, ap-
pamine receptor messenger RNA in the rat brain. Neuroscience
proximately 1 nmol/L versus 10 nmol/L (Seeman and
Van Tol, 1993, 1994). The intrinsic affinity is unknown.
Ishizu K, Smith DF, Bender D, Danielsen EH, Hansen SB, Wong DF,
Cumming P, Gjedde A (2000) Positron emission tomography of
Speculating on the basis of the G-protein effect discussed
radioligand binding in porcine striatum in vivo: haloperidol inhi-
above that the intrinsic affinity is no more than 1% of the
bition linked to endogenous ligand release. Synapse 38:87–101
apparent agonist-induced affinity (that is, that K is no
Jiang M, Spicher K, Boulay G, Wang Y, Birnbaumer L (2001) Most
central nervous system D dopamine receptors are coupled to their
less than 100 nmol/L), the intrasynaptic dopamine con-
effectors by Go. Proc Natl Acad Sci U S A 98:3577–3582
centration is Ն15 nmol/L in the healthy volunteers stud-
Laruelle M, Abi-Dargham A, van Dyck CH, Gil R, D’Souza CD, Erdos
ied here, and 10-fold greater in the individuals with psy-
J, McCance E, Rosenblatt W, Fingado C, Zoghbi SS, Baldwin RM,Seibyl JP, Krystal JH, Charney DS, Innis RB (1996) Single photon
chosis. This speculation about the concentration of do-
emission computerized tomography imaging of amphetamine-
pamine on the basis of occupancy figures must take into
induced dopamine release in drug-free schizophrenic subjects.
account agonist-induced affinity changes. Proc Natl Acad Sci U S A 93:9235–9240
Laruelle M, D’Souza CD, Baldwin RM, Abi-Dargham A, Kanes SJ,
Fingado CL, Seibyl JP, Zoghbi SS, Bowers MD, Jatlow P, Charney
Acknowledgments: The authors thank Godfrey Pearlson
DS, Innis RB (1997) Imaging D receptor occupancy by endog-
and Larry Tune for patient recruitment and support, and Bob
enous dopamine in humans. Neuropsychopharmacology 17:162–
Dannals, Alan Wilson, and Hayden Ravert for radiochemistry
Logan J, Wolf AP, Shiue CY, Fowler JS (1987) Kinetic modeling of
receptor-ligand binding applied to positron emission tomographicstudies with neuroleptic tracers. J Neurochem 48:73–83
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issmuth M (1996) Inhibition of receptor/G protein coupling by
Pearlson GD, Tune LE, Wong DF, Aylward EH, Barta PE, Powers RE,
suramin analogues. Mol Pharmacol 50:415–423
Tien AY, Chase GA, Harris GJ, Rabins PV (1993) Quantitative D2
Burns HD, Dannals RF, Långström B, Ravert HT, Zemyan SE, Duelfer
dopamine receptor PET and structural MRI changes in late-onset
T, Wong DF, Frost JJ, Kuhar MJ, Wagner HNJr (1984) (3-N-
schizophrenia. Schizophr Bull 19:783–795
[11C]methyl)spiperone, a ligand binding to dopamine receptors:
Pearlson GD, Wong DF, Tune LE, Ross CA, Chase GA, Links JM,
radiochemical synthesis and biodistribution studies in mice. J Nucl
Dannals RF, Wilson AA, Ravert HT, Wagner HN Jr (1995) In vivo
D dopamine receptor density in psychotic and nonpsychotic pa-
Dewey SL, Logan J, Wolf AP, Brodie JD, Angrist B, Fowler JS,
tients with bipolar disorder. Arch Gen Psychiatry 52:471–477
Volkow ND (1991) Amphetamine induced decreases in (18F)-N-
Seeman P, Van Tol HH (1993) Dopamine receptor pharmacology. Curr
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emission tomography (PET). Synapse 7:324–327
Seeman P, Van Tol HH (1994) Dopamine receptor pharmacology.
Dewey SL, Smith GS, Logan J, Brodie JD, Fowler JS, Wolf AP (1993)
Striatal binding of the PET ligand 11C-raclopride is altered by
Tune LE, Wong DF, Pearlson G, Strauss M, Young T, Shaya EK,
drugs that modify synaptic dopamine levels. Synapse 13:350–356
Dannals RF, Wilson AA, Ravert HT, Sapp J (1993) Dopamine D2
Farde L, Wiesel FA, Stone-Elander S, Halldin C, Nordström AL, Hall
receptor density estimates in schizophrenia: a positron emission
H, Sedvall G (1990) D dopamine receptors in neuroleptic-naive
tomography study with 11C-N-methylspi-perone. Psychiatry Res
schizophrenic patients. A positron emission tomography study
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Wang HY, Undie AS, Friedman E (1995) Evidence for the coupling of
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in dopamine-mediated inositol phosphate formation. Mol Pharma-
, and ) represent time variables, upper case symbols
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Coppola R, Weinberger DR (1996) Tourette syndrome: prediction
of phenotypic variation in monozygotic twins by caudate nucleusD receptor binding. Science 273:1225–1227
where m is the mass of all nonspecifically bound or
Wong DF, Gjedde A, Wagner HN Jr (1986a) Quantification of neuro-
unbound ligand in the tissue, V represents the volume of
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brating with immeasurable rapidity) distribution of the
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of the bound ligand). When the magnitude of the variable
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When the rate constant of uninhibited unidirectional
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RF, Ravert HT, Reith J, Kuhar MJ, Gjedde A (1997b) Quantifi-cation of neuroreceptors in the living human brain. IV. Effect ofaging and elevations of D-2-like receptors in schizophrenia and
bipolar illness. J Cereb Blood Flow Metab 17:331–342
= k m 1 − ͩc + KDAPPENDIX Unidirectional binding
saturation (s) of the receptors by the radioligand, and the
The criteria of unidirectional binding are inherent in
ratio c/(c + K ) is the equilibrium fraction of occupancy
the conventional binding equation of which the Micha-
of the receptors (), that is, the occupancy theoretically
elis–Menten equation is the equilibrium solution. The
achievable at the radioligand concentration c. When
claim of unidirectionality is essential to current use of the
these symbols are introduced into Eq. 11,
Woolf–Hanes Plot. This Appendix derives the theoretical
criterion of unidirectionality that allowed the authors to
make the claim on the basis of known rate constants of
the brain uptake of the radioligand used in this study. Thebinding equation is the differential equation expressing
it is evident that binding equilibrium exists when the s/
the simplest current understanding of the competitive
ratio is unity. Because the magnitudes of s and by
interaction between a radioligand and its neuroreceptors,1
definition are equal at equilibrium, the unidirectional rateof binding can not be measured although it may be more
or less substantial, depending on the magnitude of k .
The ratio between s and indicates the degree to which
the binding is unidirectional within a given period of
where b represents the bound mass of radioligand as a
function of time, k represents the bimolecular associa-
When the magnitude of c is negligible compared with
tion constant, c represents the aqueous concentration of
K (that is, when the specific activity of the radioligand
the radioligand in extravascular fluid as a function of
is infinitely high, as assumed in the current experiments),
represents the maximal binding capacity of
the halftime of approach to equilibrium, and hence the
the receptors of the ligand in units of actual mass, and k
unidirectionality of the binding, depend on the magni-
represents the rate constant of dissociation of the ligand
tude of the dissociation constant k . The reciprocal of k
from the receptors. Lower case symbols (except for k, ,
is the time constant of dissociation. For times sufficientlyshort relative to the magnitude of the time constant ofdissociation, s << and s/ is practically nil. Thus, the
measured rate of binding is approximately unidirectional
This formalism ignores the role of G-proteins, the effect of which
J Cereb Blood Flow Metab, Vol. 21, No. 8, 2001
which is the same as stating that the binding is unidirec-tional when,
where, again, the symbols C and K represent the steady-
state and half-inhibition concentrations of the individual
m = m + b ≈ mЈ + k ͐ mЈ dt
inhibitors, respectively. As realized by Woolf (Haldane
and Stern, 1932; Haldane, 1957) and later by Wong and
where m is the total amount of tracer in the tissue, and
Hanes (1962), this equation can be linearized to include
mЈ is the quantity of unbound tracer remaining in the
any number of competitors at any concentration,
absence of dissociation of bound tracer from the recep-tors. In practical terms, according to Eq. 14, this require-
͑n͒ = ͑0͒ + ͑0͒ + ͑0͒ + … + ͑0͒
ment is upheld when the entire radioactivity actually in
= ͑1͒ + ͑0͒ + … + ͑0͒
the tissue is not much less than the quantity predicted in
the absence of significant loss from the brain of previ-
ously bound tracer. Thus, what matters is not whethertracer dissociates from the binding compartment, but
where (0) ס 1/k is the time constant of undirectional
whether any previously bound tracer is lost from the
binding of the tracer radioligand in the absence of com-
tissue as a whole and not registered by the scanning.
petitors of any kind. The symbols through represent
the individual ratios between n inhibitors and their in-
Woolf-Wong-Hanes plot of inhibition
hibitory constants. The equation is the multilinear (n + 1)
It was necessary to establish the influence of one or
dimensional Woolf-Wong-Hanes plot (Haldane and
more competitors on the time constant of unidirectional
Stern, 1932; Haldane, 1957; Wong and Hanes, 1962) of
binding. The authors based the kinetics on the del Cas-
the time constant of unidirectional binding of a ligand (at
tillo-Katz-Lefkowitz-Costa formalism for calculating the
negligible concentration) as a function of the steady-state
effect of ternary G-protein complex model below. The
concentrations of n inhibitors. The equation has the ad-
model provides the link between the agonist-receptor-G-
vantage that the slope of any of the relations between the
protein ternary complex model (upper panel) and the
time constant of unidirectional binding and the corre-
antagonist binding model (lower panel).
sponding concentration of the inhibitor is (0), and
When the binding of the radioligand is inhibited by
hence, independent of the absence or presence of other
competition from a single other ligand, itself at steady
state, Eq. 13 is recognized as a special case of a more
The Woolf-Wong-Hanes plot has been recognized as a
general equation derived by Gaddum (1937) for recep-
particularly robust and stable linearization of the Micha-
elis–Menten equation, which is less sensitive to outliersthan other linearizations such as the Eadie-Hofstee-
Scatchard and Lineweaver-Burke plots (Keightley and
Cressie, 1980; Keightley et al., 1983). Also, unlike thelinearization of the Michaelis-Menten equation used in
enzyme kinetics, no lumping of dependent and indepen-dent variables occurs when Eq. 19 is applied to receptor
binding (Gjedde et al., 1986). For these reasons, Wong et
al. (1986a) chose Eq. 19 to determine the relation be-tween the time constant of unidirectional binding of
where (I) is the time constant of the inhibited binding.
tracer [11C]NMSP and the concentration of a single ex-
The symbols C and K represent the steady-state and
half-inhibition concentrations of the inhibitor, respec-tively. When the binding of the radioligand is inhibited
Single inhibitor
by competition from n other ligands at steady state, Eq.
The following treatment validates Eqs. 1 and 2 for the
case of a single exogenous competitor: If the exogenousinhibitor is in fact the only competitor of the binding, Eq.
͑I͒ = ͑0͒ + ͩ͑0͒ͪ CJ Cereb Blood Flow Metab, Vol. 21, No. 8, 2001ENDOGENOUS NEUROTRANSMITTER IN PSYCHOSIS
where (0) ס 1/k . The magnitude of the slope of the
tional binding of the radioligand to increase according to
dependent variable (I) as a function of the independent
variable C equals V /(k K B
concentration of the exogenous inhibitor is measured in
n + I͒ = ͑n͒ + ͩfI͑pl͒ ͑0͒ C
blood plasma, the slope also depends on the steady-state
ratio between the concentration in blood plasma and the
aqueous concentration in the fluid compartments of the
ordinate intercept is (n) and the absolute value of the
negative abscissa intercept is the plasma IC
ministered exogenous inhibitor with the steady-state
I͒ = ͑0͒ + ͩfI͑pl͒ ͑0͒ C
is the plasma concentration of the inhibitor
is the steady-state ratio of inhibitor concentra-
͑n + I͒ − ͑n͒
tions in plasma water and blood plasma, equal to the
“free” fraction. For inhibitor concentrations measured in
In the absence of the exogenous (n + I)st inhibitor, the
blood plasma, the slope of Eq. 20 is a lumped constant
sum of the concentrations of the endogenous n competi-
V /(k K ) . The ordinate intercept is V
tors, relative to their inhibitory constants ( ס ∑n
), and the abscissa intercept is −K /f
Michaelis constant or plasma half-inhibition concentra-
, symbolized by K (pl). When only two mea-
surements are available, the magnitude of K
determined directly from the increase of the time con-
͑n + I͒ − ͑n͒
stant of unidirectional binding, relative to its baseline
value in the absence of the exogenous inhibitor,
In the presence of the (n − 1) other endogenous com-
petitors, the equilibrium binding of any competing ago-
The quantity of exogenous inhibitor bound to the re-
nist with a concentration C obeys the equation,
ceptors at steady state is the equilibrium solution to the
The steady-state saturation together accomplished by
the n endogenous competitors ( ס ⌺n
Because the degree of occupancy of the inhibitor is
such that, in the absence of the exogenous
from which Eq. 3 follows. The occupancy of the exog-enous (n + 1)st inhibitor ( ) is B / BMultiple competitors
The following treatment validates Eqs. 1 and 2 for the
case of multiple competitors. In principle, inhibition by a
single competitor is a special case of simultaneous inhi-
bition by multiple competitors. The kinetic treatment ofthe case of multiple competitors can be used to make
Multiple competitors and elevated binding capacity
inferences about endogenous competitors that cannot
The following treatment validates Eqs. 1 or 2 for the
otherwise be measured directly. In the presence of n
cases in which the maximum receptor binding capacity
endogenous competitors at steady state, an exogenous
may change. Validation is necessary because Eq. 23 as-
(n + 1)st inhibitor causes the time constant of unidirec-
J Cereb Blood Flow Metab, Vol. 21, No. 8, 2001
logically linked to, or coincidentally associated with, the
G-Protein action
release of one or more endogenous competitors, the
The response to G-protein-mediated neurotransmis-
value of the time constant of unidirectional binding must
sion is generally believed to be proportional to the quan-
tity of ternary agonist-receptor-G-protein complexes
(Burstein et al., 1997), as defined by DeLean et al. (1980)
n + I͒ = ͑0͒ ͩ1 + ͚
and Samama et al. (1993). The affinity of G-protein-
coupled receptors for the activating agonist is low whenthe receptor is dissociated from its G-protein and high on
is the binding capacity that coexists with the
interaction with the GTP-free form of the protein (GTP-
shift) (Jiang et al., 2001). This property of G-protein-
coupled agonist binding sites affects the interpretation of
Ј͑n + I͒ = Ј͑n͒ + ͩf
studies of dopamine release and can be modeled by
means of an extension of Eq. 28. The extension was
where Ј(0) equals V /(k B+
suggested by the original ternary complex model of del
the slope of the linear relation expressed in Eq. 32, cor-
Castillo and Katz (1957), according to which the quantity
rectly reflects the binding capacity, regardless of the
presence of endogenous competitors.2 The abscissa in-tercept of Eq. 32 correctly reflects the IC
ministered inhibitor under the influence of the endog-
enous competitors, whether or not they exist or are
where the subscript “a” refers to the specific agonist, the
term B refers to the amount of the receptor-agonist com-
plex that is not coupled to G-protein, K refers to the
Ј͑n + I͒ − Ј͑n͒
basal affinity to the agonist, and KЈ refers to the appar-
ent receptor affinity as modified by G-protein binding,
Therefore, the estimations of the elevated B+
the endogenous competitors, relative to their individual
where C is the G-protein concentration and K the re-
inhibitory constants, must be corrected for the change of
ceptor affinity to the G-proteins. These equations show
that Eq. 18 is also valid for the case of G-protein modu-
lation of receptor affinity to the agonist. From the equa-tions follow the equation for the steady-state receptor-
Ј͑n + I͒ − Ј͑n͒
is the ternary G-protein complex, and C is the
According to Eq. 24, the total receptor occupancy of
concentration of the G-protein that is not part of a ternary
the endogenous competitors is unaffected by the eleva-
number of receptors occupied by the agonist is therefore,
But only when no steady-state changes of the binding capacity or
endogenous competitors occur, and persist, after the administration
In the absence of other putative endogenous competi-
of the exogenous inhibitor. The effect of such a change is discussedbelow.
tors, this equation expresses the simple interaction of the
J Cereb Blood Flow Metab, Vol. 21, No. 8, 2001ENDOGENOUS NEUROTRANSMITTER IN PSYCHOSIS
agonist and G-protein concentrations in determining the
quantity of the agonist-receptor-G-protein complexes,
Љ͑n + I͒ = Љ͑n͒ + ͫfI͑pl͒Ј͑0͒ 1+ͫ⌬Ca
max K ͓C + K ͔ + C C
where Љ (n) ס V (1 + ⌺n−1 C /K + C /KЈ)/(k B+ ) and
where, as above, Ј(0) ס V /(k B+
also indicates the number of receptors respon-
a constant fraction of the administered inhibitor concen-
sible for the effect of the receptor occupancy. This quan-
tration, the apparent maximum binding estimated from
tity—that is, the ternary receptor-agonist-G-protein com-
Eq. 31 or any other solution of the Michaelis–Menten
plexes—depends on the concentration of the agonist, the
equation will equal B+ /(1 + [(⌬C /K )/(C
total quantities of receptor and G-protein, B
and the affinity of the receptors to the G-protein. As Cg
is artificially low by a fraction propor-
must decline when G-protein associates with the receptor
tional to the increase of endogenous competitor released
protein, the total quantity of the ternary complexes (B )
after the administration of the exogenous inhibitor. The
can be calculated by replacing the term C with the terms
for the variables of which it is a function (V C ס G
intercept of Eq. 32 or from any other solution of the
− B ). Equation 39 shows that the apparent half-
Michaelis–Menten equation. Also, the affinity estimate
saturation concentration of the agonist in the elicitation
of an effect may be much greater than indicated by the
intrinsic affinity constant of the receptors toward the
IC50͑pl͒ = KЈI͑pl͒ր͑1 + ⌫ ͒
agonist (K ).3 This difference between the simple affinity
I(pl)րKI(pl)) and ⌫ ס Ka
of the receptors to the agonist and the concentration that
elicits a half-maximum effect may explain the character-
istic GTP-shift or increase of agonist affinity in vivo that
n + I͒ = Љ͑n͒ +
makes it difficult to predict the absolute concentration of
the agonist associated with an observed effect. Agonist release
where Љ(0) ס (0)(1 + ) B
In the section above, Eq. 31 was derived under the
tion underlying Eq. 1 such that ס Љ(n) and (I) ס Љ(n
assumption that the concentrations of endogenous com-
+ I). The measured or calculated half-inhibition plasma
petitors do not change when the exogenous inhibitor is
administered. However, if the administration of the ex-
ogenous inhibitor is associated with release of the en-
dogenous competitors, the value of the binding time con-
stant changes from Ј to Љ in Eq. 26,
where is the nonagonist inhibitor sum ⌺n−1 C / K , ⌫
n + I͒ = ͑0͒ ͩ1 +͚ͫ + + +
is the ratio K /KЈ (see Eq. 37), equal to the relative
increase of the average agonist affinity because of G-
protein binding to the occupied receptors, and is the
where ⌬C represents the additional release of agonist,
agonist ratio C /K . The formula shows that the ability of
an antagonist or agonist to inhibit the binding of a ra-dioligand depends on several factors that are difficult orimpossible to monitor, including the local hematocrit of
3The maximum quantity of the ternary G-protein complexes and the
the cerebral vascular bed, which may change as a func-
apparent half-maximum agonist concentration can be predicted fromthis equation. The maximum quantity of the ternary complexes is
tion of blood flow, and the local G-protein environmentof the receptors, which may change as a function of
interventional effects not directly related to a change of
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O IBESA foi criado em 25/07/1998, por decisão de sua Entidade Mantenedora, a CONVENÇÃO BATISTA ALAGOANA, sociedade civil de natureza religiosa, sem fins lucrativos, organizada em 24 de março de 1921, por tempo indeterminado, com sede na Av. Aristeu de Andrade, nº 285 – Farol – Maceió e subordinado à O IBESA funciona nas dependências do Colégio Batista Alagoano, fundado em
Patient name: __________________________________________________ 1. D/C home when awake, oriented and vital signs stable. 4. Provide Rx when patient goes home. These are located on the last page of Dr. Watson's Discharge Instruction form or on the chart. 5. Have patient and family READ and SIGN Dr. Watson's Discharge Instruction form and provide a copy for the permanent chart and provide the or