Variable number of tandem repeat polymorphisms of drd4: re-evaluation of selection hypothesis and analysis of association with schizophrenia
European Journal of Human Genetics (2009) 17, 793 – 801& 2009 Macmillan Publishers Limited All rights reserved 1018-4813/09 $32.00
Variable number of tandem repeat polymorphismsof DRD4: re-evaluation of selection hypothesis andanalysis of association with schizophrenia
Eiji Hattori1,4, Mizuho Nakajima1,4, Kazuo Yamada1, Yoshimi Iwayama1, Tomoko Toyota1,Naruya Saitou2 and Takeo Yoshikawa*,1,3
1Laboratory for Molecular Psychiatry, RIKEN Brain Science Institute, Saitama, Japan; 2Division of Population Genetics,National Institute of Genetics, Shizuoka, Japan; 3CREST, Japan Science and Technology Agency, Tokyo, Japan
Associations have been reported between the variable number of tandem repeat (VNTR) polymorphismsin the exon 3 of dopamine D4 receptor gene gene and multiple psychiatric illnesses/traits. We examinedthe distribution of VNTR alleles of different length in a Japanese cohort and found that, as reported earlier,the size of allele ‘7R’ was much rarer (0.5%) in Japanese than in Caucasian populations (B20%). Thispresents a challenge to an earlier proposed hypothesis that positive selection favoring the allele 7R hascontributed to its high frequency. To further address the issue of selection, we carried out sequencing ofthe VNTR region not only from human but also from chimpanzee samples, and made inference on theancestral repeat motif and haplotype by use of a phylogenetic analysis program. The most common 4Rvariant was considered to be the ancestral haplotype as earlier proposed. However, in a gene tree of VNTRconstructed on the basis of this inferred ancestral haplotype, the allele 7R had five descendent haplotypesin relatively long lineage, where genetic drift can have major influence. We also tested this lengthpolymorphism for association with schizophrenia, studying two Japanese sample sets (one with 570 casesand 570 controls, and the other with 124 pedigrees). No evidence of association between the allele 7R andschizophrenia was found in any of the two data sets. Collectively, this study suggests that the VNTRvariation does not have an effect large enough to cause either selection or a detectable association withschizophrenia in a study of samples of moderate size. European Journal of Human Genetics (2009) 17, 793–801; published online 17 December 2008
Keywords: DRD4; VNTR; selection; phylogenetic network; schizophrenia
disorder has remained elusive. The dopamine D4 receptor
Disturbances in the dopamine neurotransmitter system
have long been suggested to play a crucial role in the
received considerable interest because clozapine, a neuro-
pathogenesis of schizophrenia.However, involvement of
leptic, which is often effective for treatment-resistant
dopamine-related genes in the development of this
symptoms, has a high affinity to this receptorAlso, D4receptor is upregulated in the postmortem brain tissuesfrom schizophrenic patients.To investigate genetic
*Correspondence: Dr T Yoshikawa, Laboratory for Molecular Psychiatry,RIKEN Brain Science Institute, 2-1 Hirosawa, Wako-city, Saitama 351-0198,
association of DRD4 with psychiatric phenotypes and
Japan. Tel: þ 81 48 467 5968; Fax: þ 81 48 467 7462;
traits, many studies have focused on a 48-bp variable
number of tandem repeat (VNTR) in exon 3. This tandem
4The first two authors equally contributed to this work.
repeat varies in length, comprising two (2R) to eleven (11R)
Received 5 August 2008; revised 6 October 2008; accepted 20 November2008; published online 17 December 2008
48-bp repeat units, and codes for the third intracellular
DRD4: selection and association with schizophrenia
loop of the receptor protein.The 7R variant protein has
carried out using an ABI 9700 thermocycler (Applied
functional properties distinct from other size variants in
Biosystems, Foster City, CA). PCR fragments were analyzed
terms of clozapine bindingand effect on post-synaptic
on an ABI PRISM 3700 Genetic Analyzer (Applied Bio-
intracellular signal transduction.Also, there has been
systems) and the genotype, or the constitution of size alleles,
growing literature reporting genetic association of the
of each individual sample was determined using GeneScan
allele 7R with psychiatric traits/illnesses including novelty
3.5.2 and Genotyper 3.6 software (Applied Biosystems).
Subsequently, the VNTR sequences of 102 human chromo-
somes from control subjects as well as 20 chimpanzee
declared association of the VNTR size polymorphisms
(Pan troglodytes) chromosomes were determined. We
with schizophrenia,although not all studies
carried out subcloning of a PCR product encompassing
the entire VNTR region using TOPO TA Cloning kit
Also, supporting the functional role of the VNTR is
(Invitrogen, Carlbad, CA) and subsequently direct sequen-
evidence of selection favoring the allele 7R of the V
cing using the DYEnamic ET terminator cycle sequencing
It was shown that the ratio of non-synonymous (Ka) to
kit (Amersham Biosciences, Piscataway, NJ) and the
synonymous (Ks) substitutions, Ka/Ks, is higher than 1 in this
ABI PRISM 3730 Genetic Analyzer (Applied Biosystems).
tandem repeat regions, and that strong linkage disequili-
Sequences were aligned by the SEQUENCHER program
brium (LD) exists between the allele 7R and the surrounding
(Gene Codes Corporation, Ann Arbor, MI).
DRD4 polymorphisms. Further, on the basis of inferred gene
The primer sequences and detailed information on the
genealogy of VNTR alleles, the allele 7R was supposed to have
reaction conditions are available upon request.
originated as a rare event involving multiple mutations andgene conversions. The observed high frequency of the allele
7R in many European ancestry populations despite a
Phylogenetic networks of human and chimpanzee motifs
complicated mechanism of its origin added support to the
were constructed as earlier describedusing an in-house
notion of selection and functional importance of the VNTR.
computer program. Possible unequal crossing-over and
In the world-wide populations, 35 sequence variants of the
nucleotide substitution events in the evolutionary history
48-bp repeat unit are known to exist, each of which is
referred to as a ‘motif’. To date, 56 different VNTRhaplotypes, with each being composed of an unique
combination of motifs, have been reported in humans.
For case-control association analysis, samples from 570
However, no study has ever exploited the data on sequence
unrelated cases of schizophrenia (285 men, 285 women;
variation both from human and chimpanzee samples for
mean age 47.0±11.4 years), and 570 age- and sex-matched
procedures of population genetics analysis.
controls (285 men, 285 women; mean age 46.7±11.1
In this study, we attempted to make precise inference on
years) were analyzed.Furthermore, for family-based
ancestral haplotype to construct a gene tree of VNTR by
association test, we studied 124 pedigree sample sets with
subcloning and sequencing both human and chimpanzee
376 members, of whom 163 were affected. This included 80
samples. We constructed a phylogenetic network of motifs
independent and complete trios (schizophrenic offspring
using an in-house computer program and inferred a
and their parents), 15 probands with one parent, 13
possible genetic relationship of the VNTR haplotypes.
probands with affected siblings, and 30 probands with
These analyses allowed us to re-evaluate the proposed
discordant siblings.Probands consisted of 72 males and
notion of selection acting on this gene locus. We also
studied the VNTR for association with schizophrenia in
The diagnosis of schizophrenia was made by consulta-
Japanese case-control and pedigree sample sets.
tion according to DSM-IV criteria with consensus from at
In this study, the term ‘allele’ means the length variant
least two experienced psychiatrists. All available medical
of VNTR. The same length does not necessarily reflect the
records were taken into consideration. Control subjects
same VNTR sequence as is shown in studies including this
were recruited from hospital staffs and volunteers who
one (see below in the Results section). A ‘motif’ refers to a
showed no evidence of psychoses during brief interviews
sequence variant of the 48-bp repeat unit of the VNTR.
with psychiatrists. All subjects were from central Japan.
Also, we mean a VNTR sequence or a motif composition by
The study was approved by the Ethics Committee of
RIKEN, and all participants provided written informedconsent.
Materials and methodsLength-analysis, subcoloning and re-sequencing of the
In case-control analysis, the allelic and genotypic distribu-
The VNTR locus was amplified by polymerase chain
tions were tested for association by a Monte-Carlo
reaction (PCR) using fluorescent-labeled primers. PCR was
DRD4: selection and association with schizophreniaE Hattori et al
simulations and the random number seed set to 10 000 and
Supplementary Information), giving rise to three different
100, respectively). Fisher’s exact test was also performed to
VNTR haplotypes One haplotype was novel but
test each individual allele for association. In the analysis
all of the seven constituent motifs were included in the
of pedigree samples, transmission disequilibrium test was
performed to test for global association and for individual
To obtain more information on the sequence diversity
around the VNTR, we subsequently studied a fraction of
human and chimpanzee samples, and examined theadjacent two SNPs, rs1870723 (G/A) and rs7482904 (G/C)located at 165-bp and 185-bp downstream of the VNTR,respectively A haplotype, G – G, was in synteny
with most VNTR haplotypes including the most common
4R (H1 – H2 – H3 – H4) haplotype, whereas G – C haplotype
Seven length variants of the VNTR (2R, 3R, 4R, 4.5R, 5R,
were found syntenic with all the 6R and 7R haplotypes.
6R, 7R) were detected We then carried out
Another haplotype, A – C, was observed in majority of 2R
subcloning for 102 human chromosomes so that all the
haplotypes and one 4R (H1 – H2 – H13 – H4) haplotype. All
size alleles can be sequenced. Eleven motifs and 14 VNTR
the chromosomes from chimpanzee samples had the G – G
haplotypes were identified and Supplementary
Table S1 in Supplementary Information). We named thehuman motifs H1 to H35. Three haplotypes were newlyidentified in this study The frequency of the
allele 7R in the Japanese cohort was extremely low (0.5%),
Human and chimpanzee VNTR haplotypes are composed
in contrast to that of world-wide average (19.2%)
of various motifs (Supplementary Table S1 in Supplemen-
The allele 4.5R was recently named so because
tary Information) and their phylogenetic relationship
of its size between 4 and 5 repeats.We identified this
should be quite complex. The earlierand current studies
length variant in eight chromosomes (four chromosomes
detected a total of nine chimpanzee motifs, which we
in each of cases and controls). We re-sequenced six of these
designated as C1 to C9 (for the sequences of C8 and C9, see
chromosomes, and it revealed an insertion of an 18-bp
Supplementary Table S2 in Supplementary Information).
sequence, completely identical with the 30 immediate
Among the human motifs, H1, H2, H3, and H4 were most
downstream sequence of the VNTR into the middle portion
frequent and thus are likely to have constituted an
of the most common 4R haplotype We excluded
ancestral haplotype. To further corroborate this inference,
the possibility that the 4.5R may be an artifact that was
we conducted a phylogenetic network analysis to reveal
generated from the PCR and/or subcloning processes,
relationships among these four human motifs and all the
based on the results that allele compositions (eg genotypes)
nine chimpanzee motifs. shows the phylogenetic
in all the samples containing 4.5R allele were perfectly
network for those 13 motifs. C1 and C2 differ by only one
consistent between the results from GeneScan analysis and
nucleotide, and they are closest to H1. C3, C4, C5, C8, and
those from subcloning analysis. In addition, we did not
C9 are similar with each other, and they are closest to H2.
detect any novel amplicons except for the 4.5R in all the
Remaining two chimpanzee motifs (C6 and C7) differ by
clones that we picked up and sequenced.
only one nucleotide, and they are closest to H4. There is no
To add information for inference of an ancestral motif/
chimpanzee motif that is close to H3. Three black circles in
indicate locations of common ancestral sequences
analyzed by subcloning. Chimpanzee VNTRs from all the
for human and chimpanzee, suggesting orthologous
chromosomes were the same in size, each consisting of five
relationships. It seems that the common ancestor of
repeats of a 48-bp unit. There were seven sequence variants
human and chimpanzee possessed a haplotype similar to
(motifs) of a 48-bp unit (Supplementary Table S1 in
H1 – H2 – H3 – H4. If this scenario is true, chimpanzee
Distribution of the VNTR lengths in case (schizophrenia)-control samples
VNTR, variable number of tandem repeat. *P-value by Monte-Carlo test. **P-value by Fisher’s exact test.
aN represents the number of chromosomes.
DRD4: selection and association with schizophrenia
Motif compositions of the 48-bp VNTR haplotypes (human)
H1 – H2 – H6 – H5 – H2 – H5 – H4
H1 – H2 – H13 – H5 – H2 – H5FH4c
H1 – H2 – H27 – H5 – H2 – H5 – H4c
VNTR, variable number of tandem repeat.
bThe 4.5R refers to an allele with a length between 4 and 5 repeats. See for details.
cNovel haplotypes identified in the present study.
CCCCGACGCCGTCAGAGCCGCCGCGCKCCCAACCCCAGACTCCACCGCAA
CCCCGACGCCGTCAGAGCCGCCGCGCKCCCAACCCCAGACTCCACCGCAA
The allele 4.5R of the VNTR. The 4.5R refers to an allele with a length between 4 and 5 repeats. Sequencing of this size allele revealed an
insertion of an 18-bp sequence, completely identical with the sequence immediate 30 downstream sequence of the VNTR, to the most common 4Rhaplotype.
of most haplotypes can be accounted for by unequal
crossing-over. For example, haplotypes H1 – H4, H1 – H2 –H4, H1 – H2 – H31, H1 – H11 – H4, and H1 – H2 – H3 – H2 – H3 –
H4 can be generated from various kinds of unequal
crossing-overs of the most frequent haplotype, H1 – H2 –
H3 – H4 We have to assume a total of two
nucleotide substitutions (shown with open triangles in
one from haplotype H1 – H2 – H6 – H5 – H2 – H4 to
C, chimpanzee motif; VNTR, variable number of tandem repeat.
H1 – H2 – H6 – H5 – H2 – H20 and another from H1 – H2 – H6 –
A haplotype (C2 – C3 – C8 – C9 – C7) was earlier reported but not
H5 – H2 – H5 – H4 to H1 – H2 – H27 – H5 – H2 – H5 – H4. Even
aC1 – C9 represent motifs. See for detailed information on
the complex transformation from haplotype H1 – H2 –
H3 – H4 to H1 – H2 – H6 – H5 – H2 – H5 – H4 can be recon-
bNovel haplotype identified in this study.
structed as six cycles of unequal crossing-overs
should have lost the third motif during its evolution.
In the analysis of 570 cases and 570 controls, no significant
When we examined chimpanzee haplotypes, order of
association was found in the global distribution of the
motifs were concordant with corresponding human
48-bp VNTR size alleles (P ¼ 0.166). Regarding
motifs: C1 and C2 for H1, C3 – C5 for H2, and C6 and C7
individual haplotypes, the allele 3R, frequency of which
was only 0.003 and 0.012 in cases and controls, respec-
With the assumption of ‘H1 – H2 – H3 – H4’ being the
tively, was significant (P ¼ 0.012) by Fisher’s exact test. The
ancestral haplotype, we constructed a genetic relationship
comparison between the allele 7R and all the other alleles
of haplotypes of the human VNTR Derivation
in the case-control samples gave an insignificant result
DRD4: selection and association with schizophreniaE Hattori et al
Haplotypes of the 48-bp VNTR and adjacent two SNPs (human)
H1 – H2 – H6 – H5 – H2 – H5 – H4
H1 – H2 – H13 – H5 – H2 – H5 – H4
VNTR, variable number of tandem repeat.
aNumbers represent motifs. See for detailed information on motif sequences.
bSNPs rs1870723 and rs7482904 are 165-bp and 185-bp downstream of the VNTR, respectively.
cThe 4.5R refers to an allele with a length between 4 and 5 repeats. See for details.
In this study of DRD4, we particularly focused on the VNTRin exon 3 in terms of documented evidence of selective
sweep acting on the allele 7R of the VNTR. It is proposed
that the allele 7R was originated as a rare event involving
both mutations and gene conversions and prevailed
rapidly by positive However, the allele 7Rwas found very rare (0.5%) in our Japanese samples, andthis agreed with an earlier report.This low frequency
of the allele 7R was also observed in Chinese popu-
Also, the allele 7R of an African population
was reported to have an intermediate frequency of 0.21.
This implies lack of selective sweep at this locus at least in
Asian population history. Therefore, we further studied the
entire VNTR region by re-sequencing both the Japanese
The most common 4R (H1 – H2 – H3 – H4) was considered
ancestral haplotype, as three of the constituent motifs werefound connected to chimpanzee motif clusters and
the order of motifs of this haplotype is consistent with
Phylogenetic network for human and chimpanzee motifs.
that of chimpanzee. Although 4R (H1 – H2 – H3 – H4) was
Motifs H1 – H4 and C1 – C9 are from human and chimpanzee samples,
postulated to be ancestral haplotype earlier based on the
respectively. See and Supplementary Table S1 for detailed
human motif frequencies,the current study is first to
information on motif sequences. Black circles designate possible nodesof common ancestor for human and chimpanzee lineages. Numbers
provide support for this inference by phylogenetic analysis
on lines are nucleotide site positions, and those with asterisks indicate
parallel changes. C1 and C2 differ by only one nucleotide, and they are
closest to H1. C3, C4, C5, C8, and C9 are similar with each other, and
A two-SNP haplotype ‘rs1870723G – 7482904G’, which is
they are closest to H2. Remaining two chimpanzee motifs (C6 and C7)differ by only one nucleotide, and they are closest to H4. There is no
in synteny with the most common 4R (H1 – H2 – H3 – H4)
chimpanzee motif that is close to H3.
VNTR, is considered to constitute the distal part of theancestral
(P ¼ 0.163) Evidence of association was not found
but the intermediate ones (‘rs1870723G – 7482904C’ and
in the analysis of 124 pedigrees with schizophrenic
‘rs1870723A – 7482904G’) were missing in the earlier
offspring (global P ¼ 0.506). None of the individual alleles
studies. This study detected an intermediate haplotype
were significant and the allele 7R was not observed in this
‘rs1870723G – 7482904C’ attached to multiple VNTR haplo-
types. For this G – C haplotype to be present, either a
DRD4: selection and association with schizophrenia
A possible genetic relationship of haplotypes of the human VNTR. (a) Possible transformation from haplotype 1 – 2 – 3 – 4 to 1 – 2 – 6 – 5 –
2 – 5 – 4. Unequal crossing-over events and nucleotide substitutions are indicated by black circles and open triangles, respectively. Arrows indicatedirection of changes. Estimated patterns of unequal crossing-over are shown next to product of crossing-overs. The asterisks point to recombinationwithin motifs, which give rise to new motifs. (b) Presumed pathways of how the 7R allele can be generated from the 4R allele with possibleintermediate haplotypes. The prefix ‘H’ for each motif is omitted.
nucleotide substitution or a recombination in the very
From the VNTR haplotype data, the most frequent 7R
short genomic interval between these two sites (20-bp
(H1 – H2 – H6 – H5 – H2 – H5 – H4) haplotype can be generated
by only six unequal crossing-overs. Five descendent
DRD4: selection and association with schizophreniaE Hattori et al
Transmission disequilibrium test for the VNTR in
of promoter variants of this gene in the development of
schizophrenia.Promoter variant and VNTR size allelesare in LD both in our Japanese samples (data not shown)
and in world-wide populations.Documented associa-
tions of the VNTR with ADHD and with other psychiatric
traits may reflect LD between VNTR alleles and promoter
There are limitations in this study. First, as DRD4 VNTR is
a complex repeat polymorphism involving historicalrecombinations and was not subject to rigorous statistical
Abbreviation: VNTR, variable number of tandem repeat. *P-value for individual alleles was calculated by FBAT program.
tests for selection, although this problem is shared by all
**Global P-value was calculated by PDT program.
studies on the same subject. Second, our associationanalysis is based on a case-control design, where bothfalse-positive and false-negative results can be produced. Though our analysis of the same sample set using
haplotypes (1 – 2 – 13 – 5 – 2 – 5 – 4, 1 – 2 – 13 – 4, 1 – 2 – 27 – 5 –
STRUCTURE softwaredetected no evidence of popula-
2 – 5 – 4, 1 – 2 – 6 – 5 – 2 – 4, and 1 – 2 – 6 – 5 – 2 – 20 in
tion stratification.Third, the sample size in the associa-
were thought to have been derived from this 7R haplotype.
tion study is obviously limited. When the genotypic
Our sequence data on rs1870723 and rs7482904 revealed
relative risk is set to 1.2 with the multiplicative model,
the prevalence of the intermediate two-SNP haplotype
the current size of case-control samples had a power of
attached exclusively to this common 7R and its descen-
detecting 0.313 and 0.360 at the threshold of P ¼ 0.05 even
dants. Thus the lineage downstream of the most frequent
for common size alleles 2R and 4R, respectivelyCon-
7R (H1 – H2 – H6 – H5 – H2 – H5 – H4) is thought to be long
versely, to gain the power of 0.8 for detecting a risk allele
enough to add diversity to the sequence around the VNTR.
with the same relative risk, the sample size would need to
Thus our findings do not agree with earlier documented
be 2100 cases and 2100 controls for the allele 2R, and 1700
lines of evidence for selection favoring for the allele 7R,
cases and the 1700 controls for the allele 4R.Fourth, in
which claim complexity of its generation involving multi-
association analysis, alleles were coded according to their
ple mutations and gene conversions and its high preva-
lengths. This introduces loss of information on sequence
lence despite short We, therefore, argue that the
diversity, because even the same size allele is known to
drastic difference in the frequency of the allele 7R among
have multiple variants according to its constituent motifs.
populations may well be a consequence of random genetic
This sample size would not have power to detect associa-
drift. The possibility of balancing selection or different
tion of each VNTR haplotype, many of which have low
selective forces acting on different populations cannot
completely be ruled out. In the case of the angiotensinogengene (AGT) polymorphism, this idea was supported bysupposedly varying degree of physical advantages of water-retention in different geographical conditions.It maybe, however, difficult to formulate population-specific
AcknowledgementsWe are grateful to all the patients and their families who participated
advantages for a specific psychiatric trait that the DRD4
in this study. This study was supported by RIKEN BSI Funds, Grant-in-
aid for scientific studies from the MEXT of Japan to NS and EH,
We further investigated this region for association with
NARSAD Young Investigator Award to EH, and CREST funds from the
schizophrenia. No evidence of global association was
Japan Science and Technology Agency, Japan to TY. We wish to thank
found between the 48-bp alleles of VNTR and the disease.
the members of the Research Resource Center at the RIKEN Brain
The allele 3R showed significant under-representation in
Science Institute for sequencing and genotyping services.
cases than in controls. This allele, however, was observedin only 14 chromosomes (1.2%) in controls. The possibilityof the allele 3R being true protective variant for only asmall fraction of subjects cannot be excluded, although
this apparent association of a rare allele may be because of
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Supplementary Information accompanies the paper on European Journal of Human Genetics website
Volume 12, Issue 3 The San Diego Association for Rational Inquiry Newsletter Summer, 2007 Does Rational Thought years lauded the moderator who Exclude Faith? faith, or hypocritical claim of it, is every candidate who claims a bit considered unfair, even if faith is of validity because of his relig-encouragement of One seldom hears the words used as a reason to shape foreign
FIVE MINUTES WITH . JOHN T. WARD JR. Kentucky Derby-winning trainer John T. WardJr. assumed his new duties as executive direc-Ward, a central Kentucky native and a graduate oftor of the Kentucky Horse Racing Commissionthe University of Kentucky, grew up immersed in thethis spring with an overflowing agenda of is-horse industry as his father, grandfather, and uncle allsues facing the regu